Compliance Consultant

Wells Fargo Dallas, TX

About the Job

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.  In order to receive text message invitations, your profile must include a mobile phone number designated as “Personal Cell” or “Cellular” in the contact information of your application.

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.

This Compliance Consultant position supports the Wholesale Bank Regulatory Compliance Commercial Real Estate (CRE) and Wholesale Control Office (WCo) Compliance Teams . The Compliance Consultant will assist with the implementation of key elements of the Compliance program, including compliance risk assessments, regulatory change management, initiative management, establishment and implementation of policies and procedures, compliance issue management, metrics and reporting.

Specific Job Responsibilities:

  • Administer maintenance and/or creation of requisite CRE and WCo regulatory compliance framework inclusive of but not limited to risk assessment, policy, procedure, and reporting
  • Provide oversight to CRE risk programs and assist as assigned in closing gaps by either evaluating existing (or creating new) programs, policies and procedures
  • Participate in compliance related project, strategies, methodologies and analyses representing CRE and WCo
  • Evaluate the adequacy and effectiveness of CRE policies, procedures, processes, systems and internal controls as they relate to regulatory compliance
  • Evaluate business processes for alignment with applicable regulatory requirements for CRE and WCo
  • Foster an environment that supports strong communication and cooperation across the three lines of defense, including business line leadership, Legal, Audit, Compliance and other corporate stakeholders to facilitate transparency, balance and credible challenge
  • Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance issues across business lines, legal entities, geographies, and jurisdictions; and escalate compliance issues to senior Compliance management

Please Note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

This role is open to other  locations within the Corporate Compliance Risk Footprint.

Required Qualifications

  • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications

  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization

Other Desired Qualifications
  • At least 5 years’ experience with commercial/wholesale bank/division, regulatory agency, law department/firm, compliance, auditing or consulting firm
  • Experience reviewing, interpreting, understanding and consulting around unfamiliar policies, procedures and/or regulations
  • Operational risk experience, business operations, and processes and systems controls experience across a variety of complex financial services related businesses
  • Knowledge and understanding of regulatory compliance requirements surrounding banking and lending business and consumer-lending or deposit laws and regulations and other applicable Federal Reserve and OCC laws and regulations 
  • Experience in building/designing a control infrastructure through policies, procedures, guidance documents, and training development
  • Business Process Management (BPM) Experience
  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
  • Ability to develop partnerships and collaborate with other business and functional areas
  • Ability to work effectively and independently in a fast-paced, changing environment

Job Expectations

  • Ability to travel up to 5% of the time

Salary Information

The salary range displayed below is based on a Full-time 40 hour a week schedule.

TX-DAL-Downtown Dallas: Min: $80,500 Mid: $115,000
NC-Charlotte: Min: $80,500 Mid: $115,000
NC-Charlotte: Min: $80,500 Mid: $115,000
NC-Charlotte: Min: $80,500 Mid: $115,000
NC-Charlotte: Min: $80,500 Mid: $115,000
MN-Minneapolis: Min: $80,500 Mid: $115,000

Street Address

TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX
NC-Charlotte: 301 S College St - Charlotte, NC
NC-Charlotte: 301 S Tryon St - Charlotte, NC
NC-Charlotte: 401 S Tryon St - Charlotte, NC
NC-Charlotte: 550 S Tryon St - Charlotte, NC
MN-Minneapolis: 90 S 7th St - Minneapolis, MN


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.